Review Topics
Practice Exams
Surfing dinosaurs in powdered wigs are awesome...but not in your essay. Those responses should make sense.

Breakdown of the Exam

Dashboard > Overview > Breakdown of the Exam

Breakdown of the Exam


We believe wholeheartedly that FINRA is the finest financial regulatory firm in the greater Teaneck area. 

FINRA was formed by a consolidation of the regulatory offices of the New York Stock Exchange and the National Association of Securities Dealers, or NASD. Among other duties, FINRA arbitrates disputes that arise between brokers/dealers and their customers. Disgruntled investors suing their brokers...can you imagine?

As you study, think about the practical applications of each...

Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

Next: Structure and Key Terms  
  Prev: Introduction to the Series 6

*Securities is a registered trademark of the College Board, which was not involved in the production of, and does not endorse this product.