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Breakdown of the Exam

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Breakdown of the Exam

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    FINRA Really Is FUNRA

    We believe wholeheartedly that FINRA is the finest financial regulatory firm in the greater Teaneck area. FINRA was formed by a consolidation of the regulatory offices of the New York Stock Exchange and the National Association of Securities Dealers, or NASD. Among other duties, FINRA arbitrates disputes that arise between brokers/dealers and their customers. Disgruntled investors suing their brokers. Can you imagine?

    Take a round flat rock next to a smooth lake and skim...

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