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Make sure you know which calculator to bring to your test. You know what they say: don't bring a buffalo chip to an Ultimate Frisbee tournament. I lost a lot of friends that day...

Breakdown of the Exam

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Breakdown of the Exam


We believe wholeheartedly that FINRA is the finest financial regulatory firm in the greater Teaneck area. 

FINRA was formed by a consolidation of the regulatory offices of the New York Stock Exchange and the National Association of Securities Dealers, or NASD. Among other duties, FINRA arbitrates disputes that arise between brokers/dealers and their customers. Disgruntled investors suing their brokers...can you imagine?

As you study, think about the practical applications of each...

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