Free Version

Dashboard
Review Topics
Drills
Practice Exams
Flashcards
Vocabulary
Make sure you know which calculator to bring to your test. You know what they say: don't bring a buffalo chip to an Ultimate Frisbee tournament. I lost a lot of friends that day...

FINRA Rule, Communication with the Public

Dashboard > Marketing, Prospecting, and Sales Presentations > FINRA Rule, Communication with the Public

FINRA Rule, Communication with the Public

“Shmooge, there’s a gigantic FINRA rule that you’ll need to know for the exam. It’s called FINRA Rule, Communications with the Public. Here, look at this.” Maggie flipped through the legal pad until she found the page she was looking for.

FINRA Rule, Communication with the Public

‘Communications with the public’ include:

    A. Sales Literature: written or electronic communications, (not including advertisements), including institutional sales material and client correspondence, and ...

Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

$63.63
Next: FINRA Rule, Standards of Commercial Honor and Principles of Trade  
  Prev: Advertising

*Securities is a registered trademark of the College Board, which was not involved in the production of, and does not endorse this product.