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Know how many questions to expect in a section. There are about 500,000 buffalo in North America...and I expect to see each one of them at the next family reunion. (Uncle Abe, I'm looking at you.)

Regulations and Registration Drill

  • 1.

    The legislation that primarily regulates mutual funds is the:

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    We'll give you the first and last question on this exam. So you know we actually did the whole thing.

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