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Administrative Stop Orders

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Administrative Stop Orders

Look, as we’ve said, Administrators are securities crime fighters. Their mission is to protect the public interest and if you’re an issuer and you freak ‘em out in any way, they’ll take you downtown – downtown to Chinatown – with their all-powerful stop orders.

These stop orders can turn a blue-skied day into thunderclouds and twisters by temporarily or permanently disabling your security registration, thus blunting your capital raising capabilities. Not good news if you’re a compa...

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