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Advertisements Drill

1.

An investment advisory firm publishes an ad in the local Sunday paper listing its successful stock picks for the past year and publishing its list of all recommendations (winners and losers) for the period January 2010 – June 2010. Have they successfully met their obligations for fair and accurate advertising?
- (A)No, they have not fully disclosed the information necessary to comply with the rules for investment advisory advertising.
- (B)Yes, they have fully met all the rules for investment advisory advertising.

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