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I know there might be distractions in the testing facility (hellooooo bison cows), but try to keep your eyes on the prize.

Agents

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Agents Drill

An agent is the stockbroker that transacts your trade in Donuts, Inc. She's licensed, she's taken the 63, she's paid her fees, and she wallowed in paperwork. She's been through it, trust us. The USA says of an agent:


"Agent" means any individual other than a broker-dealer who represents a broker-dealer or issuer in effecting or attempting to effect purchases or sales of securities.


So let's cue up our U.S. brains and ask (because this is how the U.S. looks at the world), how is an agent...

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