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Know how many questions to expect in a section. There are about 500,000 buffalo in North America...and I expect to see each one of them at the next family reunion. (Uncle Abe, I'm looking at you.)

Agents

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Agents Drill

An agent is the stockbroker that transacts your trade in Donuts, Inc. She's licensed, she's taken the 63, she's paid her fees, and she wallowed in paperwork. She's been through it, trust us. The USA says of an agent:


"Agent" means any individual other than a broker-dealer who represents a broker-dealer or issuer in effecting or attempting to effect purchases or sales of securities.


So let's cue up our U.S. brains and ask (because this is how the U.S. looks at the world), how is an agent...

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