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Make sure you know which calculator to bring to your test. You know what they say: don't bring a buffalo chip to an Ultimate Frisbee tournament. I lost a lot of friends that day...

Case Study: Bernie Madoff Drill

  • 1.

    Blue Sky Laws were enacted to protect:

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  • 9.

    If an investment advisor has a client who is looking for "capital preservation and conservative income" which of the following recommendations would be considered fraud: