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Cows are like buffalo...EXCEPT they're NOT as huge, athletic, and ridiculously good-looking. Confused? Pay attention to key words if you want the real deal.

Corporations and Individuals

Few "natural" persons, as the U.S. legalese and regulators define us human beings, appreciate being compared to a soulless entity that can't dance, skydive, tell a joke, or fall in love. But what in tarnation do corporate persons and natural persons have to do with the registration of broker-dealers, investment advisors, reps, and agents?

Plenty.

This section, which accounts for 24 of 60 questions on the exam (that's 40%, biz peeps), covers registration of corporations and individuals, as...

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