1. All the chapters are here.
2. Want to go straight to quizlets? Go here.
3. When you're ready for a practice exam, go here. And remember to hit the restroom before you start.
4. Flashcards: "blah blah blah"
5. Tired of flashcards? Really? Well here's a list of all the words
Ok, if you need to go through this quick and dirty introduction again. You know where to find me.
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Wanna raise some Cain? Say that in public. Few “natural” persons, as the USA legalese and regulators define us human beings, appreciate being compared to a soulless entity that can’t dance, skydive, tell a joke or fall in love. But what in tarnation do corporate persons and natural persons have to do with the registration of broker-dealers, investment advisers, reps and agents? Plenty, it turns out. This section, which accounts for 24 of 60 questions on the exam (that’s 40% - so go get that 5...
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