Review Topics
Practice Exams
BUBBLES! Bubblebubblebubblebubbuba;lkjsdfa;ldjfa;dlkjfas;dlkfj your bubbles. Use them wisely; fill them in.

Employee Retirement Security Income Act (ERISA)

Dashboard > Federal Acts > Employee Retirement Security Income Act (ERISA)

Employee Retirement Security Income Act (ERISA)

The Employee Retirement Security Income Act of 1974 (ERISA) governs the overwhelming majority of retirement plans. The act also indirectly governs all Individual Retirement Accounts.

The investment community is widely impacted by the rules of ERISA. But in a big "Oops! Our bad!" moment, lawmakers forgot (or failed) to synchronize ERISA with securities laws. The result was a lack of consistency in the overall regulatory framework. Lawmakers also made the head-scratching decision to give the...

Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

Next: Anti-Money Laundering  
  Prev: Securities Investor Protection Act of 1970

*Securities is a registered trademark of the College Board, which was not involved in the production of, and does not endorse this product.