Review Topics
Practice Exams
If you think you got a question wrong, just move on. Nobody likes a wallower. Well, except other buffalo, that is.

Fraud 101

Our guy Myron is all about fraud. Sometimes subtle, gentle, snuggling fraud; sometimes smash over the head with a sledgehammer fraud.

Famous bandit Jesse James was once asked why he robs banks and he said, "Because that’s where the money is." Fraudsters are no different, and because so much money sloshes around the securities world, it's a magnet for modern day JesseJames.coms.

A key delineator for fraud, as far as the 63 goes, is that in order for Myron to actually commit fraud, he must o...

Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

Next: Researching Your Broker-Dealer  
  Prev: Venture Funds & Hedge Funds