Free Version

Review Topics
Practice Exams
Eat breakfast: you don't want to spend two hours wondering if your neighbor can hear your stomach growling. "Was that a jet?"

The Great Sign Off

Dashboard > Violations > The Great Sign Off

The Great Sign Off

Stiffy was going for it. Now that he had Bubbie’s discretionary trading account open, he instructed her to write a check made out to him personally to fund the new account.

“Easiest way to get everything set up,” he explained. She gave him a funny look but Stiffy stayed firmly in charming mode. “We’ll keep diligent records, of course.”

Stiffy explained in very serious tones that he would hold her securities in the utmost safekeeping and that, since they kept the practice of assign...

Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

Next: SSPN: ShmoopCenter Recap #5
Prev: Commingling

*Securities is a registered trademark of the College Board, which was not involved in the production of, and does not endorse this product.