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Headscratcher: How Do You Handle Offers Made Over State Lines?

Dashboard > Registration of Securities & Issuers > Headscratcher: How Do You Handle Offers Made Over State Lines?

Headscratcher: How Do You Handle Offers Made Over State Lines?

You might not have given it any thought (heck, you probably would never have thought about most or all of this stuff if you weren’t forced into it), but what happens when securities are offered or sold over state lines?

For the purpose of this section, an offer to sell or to buy is made in this state, whether or not either party is then present in this state, when the offer (1) originates from this state or (2) is directed by the offeror to this state and received at the place to which i...

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