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Introduction to the Series 63

Dashboard > Preface: What the 63 Is All About > Introduction to the Series 63

Introduction to the Series 63

How Not to Let Money Drag You to Your Temple of Doom

Hate to break it to you: your financial advisor, Myron, ain't interested in you or your simple way of life.

Of course, you won’t realize that until his payday, when it'll be too late to stop him. He’s the reason Blue-Sky Laws were "invented."

And this is largely what the Series 63 exam is all about: protecting investors in securities (like widows, orphans, and cardiologists-from-Milwaukee), against the financial advisors of the wor...

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