Dashboard
Review Topics
Drills
Practice Exams
Flashcards
Vocabulary
Some of my friends recommend clenching and unclenching my buttocks during the exam. Personally, I prefer not to receive advice about my hindquarters during times of stress.

Don't Be a Jerk

Dashboard > Violations > Don't Be a Jerk

Don't Be a Jerk

Quick interruption for some breaking news: you can't really get anywhere in the financial world if you're a deceptive jerk.

You might have success here and there, but trust is your most valuable currency. You should know in your gut what fiduciary responsibility is because it's all about character. And though lots of shady folks are drawn like moths to the finance flame because of the money, the fact is that character counts in this business. That means actually providing a service, actually...

Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

$24.68
Next: Potential Conflicts of Interest  
  Prev: Ethical Business Practices for Investment Professionals