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No one's got a neck quite as thick as Gaston...except for buffalo. Every last inch is covered in hair? We got that, too.

Agent Broker-Dealers and Representative Investment Advisors Drill

  • 1.

    Joe the Broker has just hired Gertrude, a new assistant to help with the daily chores of working as an agent of a broker-dealer. Gertrude is not registered. Which of the following duties is she not allowed to perform?

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