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There are three ways an issuer might go about registering its securities in states:
(a) Notification. Issuers using this method must have a federal registration filed with the SEC. They basically tell (notify) the state that they have met all the requirements outlined by the state to register a security.
(b) Coordination. A joint venture between the SEC and the states. Basically, the SEC notifies all states in which the issue will occur. The state does nothing to dictate the form of...
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