1. All the chapters are here.
2. Want to go straight to quizlets? Go here.
3. When you're ready for a practice exam, go here. And remember to hit the restroom before you start.
4. Flashcards: "blah blah blah"
5. Tired of flashcards? Really? Well here's a list of all the words
Ok, if you need to go through this quick and dirty introduction again. You know where to find me.
Please silence your phones. We hope you enjoy the show.
Below are things that a broker-dealer should not do, according to NASAA's Unethical Business Practices of Investment Advisers, Investment Adviser Representatives and Federal Covered Advisers. For double the fun, you can check them out for yourself here.
Broker-dealers should not
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