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Cows are like buffalo...EXCEPT they're NOT as huge, athletic, and ridiculously good-looking. Confused? Pay attention to key words if you want the real deal.



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    Now we know that with every definition defined by the Great Regulators, there are always a few outliers that are given exceptions from that definition.

    The terms defined in this subsection do not include (A) any bona fide pledge or loan;

    We’re talking about pledging securities as collateral like in the case of a loan (not the Pledge of Allegiance, though a loan for the Pledge would be pretty cool). This transaction can take place whether the securities are registered or not; the state A...

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