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Keep in mind that dinosaurs would probably give anything to be taking this exam right now. Remember the alamosaurus.

Offers…NOT

Offers…NOT

Now we know that with every definition defined by the Great Regulators, there are always a few outliers that are given exceptions from that definition.

The terms defined in this subsection do not include (A) any bona fide pledge or loan;

We’re talking about pledging securities as collateral like in the case of a loan (not the Pledge of Allegiance, though a loan for the Pledge would be pretty cool). This transaction can take place whether the securities are registered or not; the state A...

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