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Buffalo have humps, but we prefer not to refer to them as "lovely lady lumps." It's kind of a sensitive issue.

Outside Business Activities Drill

Dashboard > Violations > Outside Business Activities > Outside Business Activities Drill
  • 1.

    Chumpy Broker & Dealers have decided that they don't want their registered reps engaging in any speaking engagements not associated with their firm. Are they allowed to do this?

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