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Regulation S-P

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Regulation S-P

In November of 2000, the SEC adopted itself some Regulation S-P. That is, privacy rules, which it tucked snugly under section 504 of the Gramm-Leach-Bliley Act.

That section said, "Listen up, SEC and other federal agencies, you've got to adopt some rules that will gum up a financial institution's ability to disclose nonpublic personal information about consumers."

Under G-L-B, a financial institution needs to send you a notice of its privacy policies and practices and it can't show other...

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