Free Version

Dashboard
Review Topics
Quizzes
Practice Exams
Flashcards
Vocabulary
Overheard at Shmoop: "All I hear all day long at school is how great bison is at this or how wonderful bison did that. Bison bison bison!"

Regulation S-P

Regulation S-P

In November of 2000, the SEC adopted itself some Regulation S-P. That is, privacy rules which it tucked snugly under section 504 of the Gramm-Leach-Bliley Act.

That section said listen up SEC and other federal agencies, you gotta adopt some rules that will gum up a financial institution's ability to disclose nonpublic personal information about consumers.

Under G-L-B, a financial institution needs to send you a notice of its privacy policies and practices and it can’t show other people n...

Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

$63.63
Next: We Ain't No Securities
Prev: Anti-Money Laundering

*Securities is a registered trademark of the College Board, which was not involved in the production of, and does not endorse this product.