In the flesh-and-blood world of regulation (the people as opposed to the rules and regulations themselves), there is no official securities regulator position called “the Enforcer” but that’s because regulators are not known for their imaginative qualities. That tends to belong to their opponents, the various violators, cheaters, scammers and fraudsters who dream of a life in terms of sumptuous, ill-gotten material gains brought forth by brilliant schemes. The regulators, on the other hand, r...
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