Free Version

Dashboard
Review Topics
Drills
Practice Exams
Flashcards
Vocabulary
Know how many questions to expect in a section. There are about 500,000 buffalo in North America...and I expect to see each one of them at the next family reunion. (Uncle Abe, I'm looking at you.)

Recap #7

Dashboard > Violations > Recap #7

Recap #7

For those of you keeping score, Myron has nailed 14 out of a possible 16 violations. His 87% shooting percentage would have him starting in the NBA all-star game, but alas, he's not quite tall enough. He's also not a basketball player.

A quick review list his latest transgressions as selling away, outside business activities, and that fan favorite, insider trading.

The real question is, will he push it? How badly does he want to go to jail for life?

It looks pretty certain, but you'll have to...

Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

$63.63
Next: Ethical Business Practices for Investment Professionals  
  Prev: Arbitrage

*Securities is a registered trademark of the College Board, which was not involved in the production of, and does not endorse this product.