Unauthorized transactions is a phrase no client wants to hear: These are transactions that occur in a client’s account that have not been authorized prior to execution. FINRA defines it as “sale or purchase of securities without the investor’s prior knowledge and authorization” and lists it as one of the top four complaints they receive from brokerage customers.
(http://www.finra.org/Investors/ProtectYourself/BeforeYouInvest/AvoidCommonInvestorProblems/)
Back in the good old days, the b...
Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!
