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Cows are like buffalo...EXCEPT they're NOT as huge, athletic, and ridiculously good-looking. Confused? Pay attention to key words if you want the real deal.

We Ain't No Securities

We Ain't No Securities

What you don’t know can hurt you, right? Right. That’s why the 63 exam wants you to know your head from a hole in the ground when it comes to the definition of a “security”. If an investment meets that definition, then it must be registered with the state and the state securities Administrators can and will wield their great wands over power over them. If they don’t meet the definition (and yes, indeedy, there are such animals, some of which you might be familiar with), then they are not su...

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