You may get questions on what is on an order ticket and a trade confirmation (called ‘trade ticket’ on the Series 63 exam) on your exam. The following chart lists the basic information that can be found on each ticket:
| Order Ticket | Trade Confirmation (Trade Ticket) | |
| Buy or Sell | X | X |
| Stock symbol/ticker | X | X |
| Number of units | X | X |
| Principal amount | X | |
| Commission | X | |
| Agent ID # | X | |
| Registered rep ID # | X | |
| Customer account # | X | X |
| Transaction # | X | |
| Transaction description | X | |
| Order type (stop ord... |
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