Free Version

Review Topics
Practice Exams
No one's got a neck quite as thick as Gaston...except for buffalo. Every last inch is covered in hair? We got that, too.

Order Tickets and Trade Confirmations

Dashboard > Violations > Order Tickets and Trade Confirmations

Order Tickets and Trade Confirmations

On the exam, you may come across questions about the information on order tickets and trade confirmations (referred to as “trade tickets” on the exam). Check out the chart below for the basic information that can be found on each ticket.

Order TicketTrade Confirmation (Trade Ticket)
Buy or Sell X X
Stock symbol/ticker X X
Number of units X X
Principal amount X
Commission X
Agent ID # X
Registered rep ID # X
Customer account # X X
Transaction # X
Transaction description X
Order type (s...

Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

Next: A Change of Tune  
  Prev: Unauthorized Transactions

*Securities is a registered trademark of the College Board, which was not involved in the production of, and does not endorse this product.