Free Version

Dashboard
Review Topics
Drills
Practice Exams
Flashcards
Vocabulary
Set multiple alarms for the morning of the test. I always oversleep, but I'm pretty sure it's because I keep eating mine.

Excessive Trading Drill

  • 1.

    A customer has a power of attorney with the broker, but it has expired. The customer calls in an order and tells the broker to buy an amount of IBM that he thinks is appropriate. The broker:

  • Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

    We'll give you the first and last question on this exam. So you know we actually did the whole thing.

    $65.65

  • 2.

    A customer has a valid power of attorney and has opened a discretionary account. If the customer calls in with an order, the broker:


*Securities is a registered trademark of the College Board, which was not involved in the production of, and does not endorse this product.