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When a problem comes along, you must skip it. When something's going wrong, you must skip it. Skip it! SKIP IT GOOD! (...Unless you have extra time at the end, in which case you should go back to it and also consider using Process of Elimination.)

How Not To (Financially) Screw Your Clients Quizlet

  • 1.

    A minority partner dies at SilverSlacks. Does this result in a new assignment of contract for SilverSlacks clients?

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  • 2.

    To satisfy disclosure regulations, an investment advisory firm may either create a brochure to send to clients and prospects, or complete which of the following?


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