Review Topics
Practice Exams
What do Canadian buffalo use to pay their bills? BUFFALOONIES.
  • 1.

    All of the following are considered persons under the Investment Advisers Act of 1940 and the USA, except

  • Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

    We'll give you the first and last question on this exam. So you know we actually did the whole thing.


  • 4.

    When setting minimum net capital requirements for firms registered within the state, the administrator is not limited by requirements outlined in which of the following acts?