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Breakdown of the Exam

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Breakdown of the Exam

FINRA Really Is FUNRA

We believe wholeheartedly that FINRA is the finest financial regulatory firm in the greater Teaneck area. FINRA was formed by a consolidation of the regulatory offices of the New York Stock Exchange and the National Association of Securities Dealers (NASD). Among other duties, FINRA arbitrates disputes that arise between broker-dealers and their customers. Disgruntled investors suing their brokers. Can you imagine?

Take a round, flat rock next to a smooth lake and skim...

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