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Order Types & Execution Quizlet

Dashboard > Chapter 11: Taking Orders > Order Types and Execution > Order Types & Execution Quizlet
  • 1.

    Client Joe gives an order to buy 5,000 shares of XYZ "IOC". The order is directed to the exchange but only 3,000 shares can be purchased at $100. The number of shares purchased in this order is:

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    $77.77

  • 3.

    A customer order is required to be signed by a principal of the broker/dealer. This signature must be made no later than:


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