Review Topics
Practice Exams
Do buffalo have elbows? I just wanted to make sure I could check my watch during the test.
  • 1.

    A fund closes with a POP of $100 and a NAV of $94. What is the sales charge?

  • Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

    We'll give you the first and last question on this exam. So you know we actually did the whole thing.


  • 3.

    A mutual fund provides that the shareholder could be subject to a sales charge of 7%, 6%, 5%, 4%, 3%, 2%, 1% or 0. The shares of this fund are MOST LIKELY:

*Securities is a registered trademark of the College Board, which was not involved in the production of, and does not endorse this product.