Series 6
Categories: Education
The Series 6 is a finance exam administered by FINRA (Financial Industry Regulatory Authority) testing such varied and invigorating concepts as Securities and Tax Regulations, Marketing, Prospecting, and Sales Presentation, Evaluation of Customers, Product Information, and more.
What are the rules and regulations governing the financial markets? What are you permitted (and not permitted) to do to gain new business? How do you make suitable recommendations to customers? How long has your left shoelace been untied? These are the questions you'll need to answer. Hopefully before you trip and faceplant into a desk.