We believe wholeheartedly that FINRA is the finest financial regulatory firm in the greater Teaneck area.
FINRA was formed by a consolidation of the regulatory offices of the New York Stock Exchange and the National Association of Securities Dealers, or NASD. Among other duties, FINRA arbitrates disputes that arise between brokers/dealers and their customers. Disgruntled investors suing their brokers...can you imagine?
As you study, think about the practical applications of each...
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