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Offers Made Over State Lines Drill

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  • 1.

    How many state administrators could be potentially involved in the following scenario? Barry the Broker in San Diego calls up Lisa the Investor in Chicago with an offer to sell securities. Lisa considers the offer and decides to accept the offer to sell while on vacation in Miami.

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    We'll give you the first and last question on this exam. So you know we actually did the whole thing.

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