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Cows are like buffalo...EXCEPT they're NOT as huge, athletic, and ridiculously good-looking. Confused? Pay attention to key words if you want the real deal.

Methods of Securities Registration Drill

Dashboard > Registration of Securities and Issuers > Methods of Securities Registration > Methods of Securities Registration Drill

1.

What is a registration by filing?
- (A)A notice filing of securities
- (B)A filing whereby the issue notifies the state it has met all of its registration requirements for a security
- (C)A registration of files
- (D)A request to register a security

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2.

What is a registration by coordination?
- (A)A joint venture between the SEC and states, where the SEC basically notifies all the states where the issue will occur
- (B)Registering a security at the same time as you register a security in another state
- (C)Notifying all the states where you have to register that you are going to register
- (D)A synchronized swimming event