© 2014 Shmoop University, Inc. All rights reserved.
 

Finance Glossary

Just call us Bond. Amortized bond.

Over 700 finance terms, Shmooped to perfection.

Compensation - Advisory Fee Limits

Definition:

Advisory fees tend to be a hot-button issue with securities regulators. Limiting advisory fees and requiring advisors to disclose additional fees, such as 12b-1 fees, allows the client to better assess if the broker's advice is worth what he's charging.

Advertisement
back to top