Free Version

Dashboard
Review Topics
Drills
Practice Exams
Flashcards
Vocabulary
Buffalo have humps, but we prefer not to refer to them as "lovely lady lumps." It's kind of a sensitive issue.

Willful Violation

Dashboard > Violations > Willful Violation

Willful Violation

If the word "willful violation" has ever been used in context with your name, you better figure out how to get your patootie down to South America. Presto. The USA metes out some pretty good criminal penalties for "willful violations."

Criminal Penalties

If you remember nothing else about criminal penalties, remember that they consist of

  • three years in prison,
  • a $5,000 fine,
  • or both.

…per violation committed.

Of course, there are degrees of violations. You won't be thrown in prison if you m...

Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

$63.63
Next: Guilty as Charged  
  Prev: The Federal Government

*Securities is a registered trademark of the College Board, which was not involved in the production of, and does not endorse this product.