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If I could hold a pencil, I'd mark up those reading passages like it was going out of style. Do it for the buffalo, man. Do it for me.

FINRA Rules o' Plenty

FINRA Rules o' Plenty

Regulation S-P

While sharing client information with the government is a good thing (at least, according to the government it is), sharing client information with telemarketing firms or, god forbid, identity thieves, is something completely. The SEC implemented Reg S-P, which is based on a requirement from the Gramm-Leach-Bliley Act (try saying that three times fast), to protect customers from identity theft and private information reaching the hands of outside firms without the client’s k...

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