Free Version

Dashboard
Review Topics
Quizzes
Practice Exams
Flashcards
Vocabulary
Man, those test proctors really come down hard on talking. I got kicked out for bellowing quietly in the corner and chewing on a test booklet.

The 1934 Act

The 1934 Act

It was like Godfather 2 – equally as good, if not better. It was all about disclosure and rules around stocks already trading. You can express opinions about stocks but you can’t do the equivalent of yelling “Fire!” in a crowded theater. Most importantly, ’34 Act created the SEC, the people who completely missed Madoff. For years prior to Bernie, however, the SEC was a well-run organization and it was a kind of “practices clearinghouse” which gave broader rules for the courts to later define ...

Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

$63.63
Next: The 1940 Investment Company Act
Prev: The Securities Act of 1933

*Securities is a registered trademark of the College Board, which was not involved in the production of, and does not endorse this product.