Review Topics
Practice Exams
Eat breakfast: you don't want to spend two hours wondering if your neighbor can hear your stomach growling. "Was that a jet?"

Exempt Transactions

Exempt Transactions

The incredible story of exemptions from registration continues with the tail of exempt transactions. Get ready, because this might be as fun as a roomful of screaming babies. We could run you through this section with long-winded, colorful examples of all the different types of exempt transactions that exist under the USA, but that would be illegal under the Geneva Convention.

The long and the short of it is that exempt transactions are like exempt securities. If they meet certain guidelines...

Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

Next: Offers and Sales  
  Prev: Exempt Securities

*Securities is a registered trademark of the College Board, which was not involved in the production of, and does not endorse this product.