1. All the chapters are here.
2. Want to go straight to quizlets? Go here.
3. When you're ready for a practice exam, go here. And remember to hit the restroom before you start.
4. Flashcards: "blah blah blah"
5. Tired of flashcards? Really? Well here's a list of all the words
Ok, if you need to go through this quick and dirty introduction again. You know where to find me.
Please silence your phones. We hope you enjoy the show.
So if one day you, the star registered investment professional of Treasure Chest Management LLC, decide that working for the firm is ok, but you could haul in even more dinero by doing some business of your own outside of your duties at the firm. You got some ‘splainin’ to do first before you can act on those impulses. A registered rep who decides to pursue outside business activities must first assure his employer that there are no conflicts of interest between the firm and the outside bus...
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