Free Version

Dashboard
Review Topics
Drills
Practice Exams
Flashcards
Vocabulary
Keep in mind that dinosaurs would probably give anything to be taking this exam right now. Remember the alamosaurus.

Potential Conflicts of Interest

Dashboard > Violations > Potential Conflicts of Interest

Potential Conflicts of Interest

Myron's firm almost never put their clients' fiduciary interests ahead of their own. That said, AmericanEagleGold liked it best when they could kill two birds with one stone (and trust us, they have pretty good aim). They were happiest when they could make a tidy profit for their firm while also throwing the client a few crumbs. Hey, at least they were trying to look out for the client…or so they told themselves.

Recently, they'd managed a veritable smorgasbord of conflicts of interest v...

Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

$63.63
Next: Recap #8  
  Prev: Don't Be a Jerk

*Securities is a registered trademark of the College Board, which was not involved in the production of, and does not endorse this product.