1. All the chapters are here.
2. Want to go straight to quizlets? Go here.
3. When you're ready for a practice exam, go here. And remember to hit the restroom before you start.
4. Flashcards: "blah blah blah"
5. Tired of flashcards? Really? Well here's a list of all the words
Ok, if you need to go through this quick and dirty introduction again. You know where to find me.
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This rule could be boiled down to one statement: don’t be a jerk when dealing with customers. Of course FINRA would never put it so succinctly (why use 8 words when you can use 80, right?), but that’s the basic gist.
Under FINRA’s General Standards of Business Conduct, when conducting general sales practices, a member firm must follow high standards of commercial honor and just and equitable principles of trade when dealing with customers. All of this is covered unde...
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