1. All the chapters are here.
2. Want to go straight to quizlets? Go here.
3. When you're ready for a practice exam, go here. And remember to hit the restroom before you start.
4. Flashcards: "blah blah blah"
5. Tired of flashcards? Really? Well here's a list of all the words
Ok, if you need to go through this quick and dirty introduction again. You know where to find me.
Please silence your phones. We hope you enjoy the show.
Who’s that hot chick over there in the sunglasses looking so free-and-easy? Her, oh, she’s a federal covered advisor. Wow, quick, tell me what that means?
That means that by the power invested in the National Securities Markets Improvement Act of 1996, she registers with the SEC, not the state. But she still has to file a Form ADV with the state and note that she is choosing to register with the SEC.
She doesn’t have to register with the state? What, she must be cool. I’m gonna get her digi...
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