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The Great ACRONYM Heist: Misusing "Certified" or "Approved"

Dashboard > Violations > The Great ACRONYM Heist: Misusing "Certified" or "Approved"

The Great ACRONYM Heist: Misusing "Certified" or "Approved"

It’s bad enough we have brokers out there impugning the industry with false “guarantees”, but we also gotta worry about some rapscallions misusing the words “certified” or “approved.” Of all things! What’s next insider trading?

Anyway, some unscrupulous “investment professionals” who pass their exams and register with the state to receive a license are tempted to use the words “certified” or “approved” in conjunction with the state issuing them their securities license, but thi...

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