1. All the chapters are here.
2. Want to go straight to quizlets? Go here.
3. When you're ready for a practice exam, go here. And remember to hit the restroom before you start.
4. Flashcards: "blah blah blah"
5. Tired of flashcards? Really? Well here's a list of all the words
Ok, if you need to go through this quick and dirty introduction again. You know where to find me.
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Ok, we’ve reviewed the Administrator’s role in enforcing the regulations of the Uniform Securities Act. This part of the exam is worth 6 out of 60 questions, so we won’t bother spending too much more space discussing what state Administrators can and cannot do, but you should understand state Administrators don’t officially approve of or endorse securities, broker-dealers, investment advisers, reps or agents. You can’t put ‘em on your business cards or in your ads, you can’t tell clients they...
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