Free Version

Review Topics
Practice Exams
If you get a question about Star Wars, remember, it's HAN Solo, not HANS Solo. He gets that all the time.

No Worries

Dashboard > Violations > No Worries

No Worries

A teetering stack of envelopes addressed to Myron sits on Stiffy’s desk, most of them still unopened. Plucking one from the top of the pile, Stiff’s eyes light up when he sees who it’s from. Usually, Stiffy ignores letters from clients, but Bertie’s name is on this envelope. Always attuned to a new business opportunity, Stiffy eagerly opens it and reads.

Brows furrow and he thinks, “Hm… we might have a problem on our hands.” Stiffy consults one of his partners, Lawyer Larry.


Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

Next: Improper Use of the Word "Guarantee"
Prev: Soliciting Orders for Unregistered, Non-Exempt Securities

*Securities is a registered trademark of the College Board, which was not involved in the production of, and does not endorse this product.