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I'm a big believer in visualizing success. I was a late bloomer, but Mom always told me to picture myself as the largest land mammal in North America. Now who's the size of a small pickup truck? This buffalo.

Prohibitions

Myron's schemes to commit fraud aren't the only type of security violation you'll need to worry about for this exam. There's a veritable hornet's nest of investment-related chicanery that Myron (or any investment rep, for that matter) could spring on their unsuspecting clients. 

And if it wasn't for the securities regulators, who, well, regulate these things, who knows where it would all end?

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