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What do Canadian buffalo use to pay their bills? BUFFALOONIES.

Prohibitions

Myron's schemes to commit fraud aren't the only type of security violation you'll need to worry about for this exam. There's a veritable hornet's nest of investment-related chicanery that Myron (or any investment rep, for that matter) could spring on their unsuspecting clients. 

And if it wasn't for the securities regulators, who, well, regulate these things, who knows where it would all end?

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