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Registering Securities (Or What Happened to My Life?!)

Dashboard > Registration of Securities & Issuers > Registering Securities (Or What Happened to My Life?!)

Registering Securities (Or What Happened to My Life?!)

Remember the Variable Annuity debate – is it a security, does it need to be registered? Well, that’s a subject we’ll be platform diving into now. We understand what a security is and isn’t, but we need to figure out if it needs to be registered. Variable annuities are that uncommon instance where a security is exempt from registration, but most of the time a security will need to be registered.

What does it take to register a security? You can check out the Uniform Application to Regis...

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