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I'm a big believer in visualizing success. I was a late bloomer, but Mom always told me to picture myself as the largest land mammal in North America. Now who's the size of a small pickup truck? This buffalo.

Researching Your BD (Broker-Dealer)

Dashboard > Ethical Practices and Fiduciary Obligations > Researching Your BD (Broker-Dealer)

Researching Your BD (Broker-Dealer)

You can tell that Bertie and Bubbie are starting to get a little bit concerned about Myron. His firm is otherwise unknown. There are no visibly tangible financial assets to his firm. His demeanor is just kind of… “off”. And Bubbie and Bertie don’t have to be financial gurus to get this vibe. Something is clearly amiss. Now Myron might just be eccentric – many great investors are. But he may be something else.

So Bertie, with steely determination to not let the bankruptcy that befell...

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